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FCP Senior Technical Associate

Job Introduction

To make relevant updates to the register and respond to customers, Management companies, IFAs or third parties accordingly.  Be able to work within strict guidelines and in line with Service Level Agreements (SLAs) and Key Performance Indicators (KPIs).  
To identify the required documents needed to verify Corporate investors, including but not limited to, the legal owner, beneficial owners and their ownership share, ultimate beneficial owners, associated role types where applicable and in line with the category, reviewing complex structures, assessing the risk associated with where the corporate is residing and where associated parties reside and operate.

This role requires the associate to be proficient and gain an in-depth understanding of Corporate KYC and AML requirements, being able to use developed specialised skills to complete a wide range of tasks with a limited degree of supervision.

The associate will work alongside designated Management Companies and their FCP contacts and become a point of reference for all queries that relate to a Corporate investor.
 

Role Responsibility

This role requires understanding of all corporate sub types and how they are set up, structured and what documentation is required to satisfy KYC/AML regulations.

Listed Public Companies
UK and EEA regulated firms
Nominees
Non UK and EEA regulated firms
Distributor 
Platforms
Collective investment schemes/Fund of Funds
Lawyers and Accountants acting in a professional capacity
Pension Schemes (local authority, regulated, registered, SASS and unregulated schemes)
Private Corporates
Charities (Registered, incorporated and unincorporated and unregistered)
Trusts 
Religious bodies (Churches and places of worship)
Other Corporates such as clubs and societies

The associate will be required to obtain, download and review a variety of corporate documentation such as but not limited to, Certificate of incorporation , Trust Deeds, Wolfsberg Questionnaires, structure charts,  constitutional documents or the equivalent, Memorandum/Articles of Association and Partnership agreements

The associate will require knowledge to search for documentation on approved websites to obtain the regulator information and registration numbers.


Regulatory    To exercise due care and diligence, ensuring the areas the role is responsible for are organised and controlled.

To uphold responsibilities for risk and business continuity practices as appropriate to the position the role holds within the organisation.

To comply with the regulatory regimes in which SS&C operates, with particular consideration given to Financial Crime Prevention regulations, as appropriate to the above role
 

The Ideal Candidate


Understanding of the regulatory requirements for KYC and AML for Corporate Structures 
Excellent communication skills 
Good keyboard skills to include awareness of MS Office packages
Ability to analyse and appraise work, to identify potential areas of concern that could lead to risk
Willingness to study for ICA or equivalent CDD qualification
2 years’ experience in the financial industry

About the Company

SS&C (formerly known as DST) is a global provider of investment and financial services as well as software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. Company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare organisations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.

All offers of employment at SS&C are subject to background verification checks, including 5 year employment history, proof of eligibility to work in the UK, proof of address, credit check and criminal record check. The accuracy of all information you submit as part of your application is vital and may be used as part of the background checking process should you be successful.

DST

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